Additional Regulatory Issues Articles — Randall Smith

Freelance Journalist, Investing Reporter

SEPTEMBER 3, 2002 - How Quattrone's CSFB Unit Doled Out Shares of Hot IPOs

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SEPTEMBER 17, 2002 - 'Rogue' Battles to Clear Name After Role in CSFB's Scandal

APRIL 29, 2003 - Wall Street Firms Settle Charges Over Research in $1.4 Billion Pact